A GUIDE TO PATENT FILING

Picture yourself creating a ground-breaking innovation; one that boosts efficiency, solves a major problem, or sets new standards in your field. Now, picture someone else recognizing its potential, copying your idea, and claiming it as their own. Infuriating, isn’t it? In a world where innovation is the currency of progress, protecting your intellectual property is no longer a luxury; it’s a necessity. That’s precisely why your next big breakthrough deserves an armour: a patent. However, navigating the path from a mere concept to a legally recognized ownership can feel like navigating a dense jungle without a map.

Being the visionary behind such a breakthrough, patenting your innovation gives you more than just bragging rights; it gives you the power to protect, commercialize, and control how your invention is used. This power stems directly from patenting your innovation. Acquiring a patent is crucial for safeguarding an innovation, particularly for individual inventors, startups, and research institutions, as it grants patent holders exclusive, territorial rights. This means they can prevent others from making, using, selling, or importing their invention for a set period (usually 20 years), thus providing a monopoly over the invention and incentivizing innovation and investment in research and development.  

Over the past decade, India has witnessed a remarkable transformation in its intellectual property landscape, with a significant rise in patent filings. The surge reflects the nation’s growing emphasis on innovation, research, and development.   

Yet, for many innovators, the patenting journey is riddled with complexities. That’s because while the Indian patent system is robust, it also involves a structured legal and procedural framework. In India, the entire patenting process is governed by the Indian Patents Act, 1970, and administered by the Office of the Controller General of Patents, Designs & Trade Marks (CGPDTM).  

To demystify this critical journey and empower innovators, we present this comprehensive guide to unravel the patent process in India and help you convert a vision into a valuable, protected asset 

Step-by-Step Guide to Filing a Patent in India: 

  1. Evaluating the patentability of the invention: Before diving in, you must first play the role of an innovation detective. Your mission: To determine if your invention meets the following criteria for patent protection: Novelty, Inventiveness, Industrial Applicability, and compliance with Sections 3 and 4 of the Indian Patents Act (which list non-patentable subject matter). This vital evaluation is primarily achieved by conducting a thorough prior art search.

    A prior art search includes reviewing publicly available knowledge, information, publications, and patents that may affect the novelty or originality of a new invention. A prior-art search not only helps prevent infringement on existing patents or literature, but also helps clarify the potential scope of protection for your invention.

    Don’t see the prior art search merely as a requirement. It’s a strategic process that can help to enhance the invention, identify unique selling points, and discover new opportunities for innovation! Consider consulting with a patent professional for a thorough search.

  2. Drafting a patent specification: A patent specification is a definitive manual for your invention, laying out every detail of your breakthrough innovation for the world to understand. Filing a patent application requires thorough balance of detailed technicalities and legal requirements. Drafting this document is a fundamental step in the patent prosecution process. A well-crafted patent specification typically includes: 
    • Title 
    • Background of invention 
    • Object and advantages of the invention 
    • Detailed description of the invention 
    • Drawings related to the invention 
    • Claims that define the scope of the invention 
    • Abstract

 

When filing a specification, an innovator or applicant has two pathways:

  • Provisional Specification: If your invention is still in its developmental stages, you can opt to file a provisional specification first. This allows you to secure an early “priority date” for your invention, which is crucial in a “first-to-file” patent system like India’s. Think of a provisional specification as your invention’s safety net; an agile and informal approach that allows you to capture your innovative ideas swiftly without the rigid structure of formal claims. 
    However, it’s important to know that a complete specification must follow within 12 months from the date of filing the provisional specification. Failure to do so will result in the abandonment of the application. The complete specification will then expand upon and thoroughly detail the invention initially outlined in the provisional application.

  • Complete Specification: A complete specification requires an in-depth technical description that includes clear examples, implementation methods, and thorough explanations for each claimed element. It should provide enough detail so that someone skilled in the field can replicate the invention without needing to conduct further experimentation. Alternatively, to the former pathway, if your innovation has been fully developed and improved, you can proceed to file a complete specification right away. This comprehensive document, as described above, includes all the necessary sections, including the crucial claims, and provides a full disclosure of your invention from the outset.

    While providing essential legal safeguards, this two-track approach gives flexibility to inventors at various stages of development. 

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  2. Publication of Application: After filing the complete specification, the application gets published in the official journal of the Indian Patent Office (IPO) within18 months from the priority date, unravelling the curtains on your invention for the public to see and access your patent application. The IPO also offers an expedited publication process upon request. To take advantage of this expedited option, applicants must submit Form 9 along with the prescribed fees. The expedited publication can significantly shorten the waiting time, enabling innovators to assert their rights more quickly in the dynamic field of patents.

  3. Request for Examination (RFE): Your patent application is not automatically examined after it is published. The IPO needs your command to proceed to do so. You must give the “green light” to the IPO to proceed with examining your patent application by filing a Request for Examination within 31 months from the priority date. This request can be initiated by filing Form 18 and paying the prescribed fees for it. In a similar vein to the publication process, the IPO allows applicants to expedite their examination procedure as well. The same is done by filing Form18A. However, this provision for expediting the examination process is only limited to certain categories of applicants such as:
    • Startups 
    • Small entities 
    • Female applicants (including joint applications where at least one applicant is female) 
    • Government undertakings. 

    But don’t be discouraged if you fail to fit into any of these categories. Applicants who fall outside these classifications can still request expedited examination by another strategic route which is by choosing India as the International Searching Authority (ISA) or the International Preliminary Examining Authority (IPEA) in a related Patent Cooperation Treaty (PCT) application.

  4. Issuance of the First Examination Report (FER) by the IPO: After the RFE has been filed, the IPO assigns a patent examiner to thoroughly review your application and subsequently issue a First Examination Report (FER). This report essentially serves as the initial assessment from the IPO and outlines any objections, concerns, or queries that the examiner has identified. Upon receiving the FER, applicants are allotted a period of six months to address and rectify any mentioned objections. This period is extendable by an additional three months, allowing applicants the necessary time to prepare a comprehensive response.
     
     
  5. Re-examination of the application after complying to the FER: Once you submit the compliance addressing the objections outlined in the FER, to the IPO, the examiner conducts a re-examination of the application. This step is crucial to determine whether the objections have been satisfactorily resolved. If the examiner is convinced that the applicant has adequately addressed the concerns, they may recommend the application for a grant. Conversely, if the objections persist, the IPO may issue a notice for a hearing. 
     
  6. Hearing:  During the hearing, the applicant is given an opportunity to directly address examiner’s objections by presenting arguments and evidences to persuade the Controller of Patents and convince the Controller of Patents to grant the patent. Following the hearing, the applicant is required to file a written submission incorporating any amendments or clarifications discussed

  7. Grant of the patent: Finally, if the application complies with the Patents Act 1970 and all objections are successfully resolved, the IPO will issue an order for the grant of your patent. 

Filing a patent application can undoubtedly feel overwhelming and complex, but with the right expert guidance and preparation, the process can be navigated easily and successfully. Safeguarding your intellectual property is is not only a vital component of commercial success but also a key factor in maintaining leadership in innovation. Whether you are an individual inventor or part of a start-up ecosystem, understanding the patent filing process may boost your ideas to reach their full potential.

Ultimately, embracing this journey with the right knowledge and assistance will not only make the process of safeguarding your creation easy but also pave the way for future growth and opportunities. Investing in the patenting process is an investment in your vision and a crucial step toward turning your innovative ideas into reality. 

Picture of Priyanshi Agarwal

Priyanshi Agarwal

Priyanshi is a dedicated member of the Patent team, bringing a fresh and insightful approach to conducting prior art searches, drafting patent applications, and preparing responses to First Examination Reports (FERs) across diverse technical domains. She is actively assisting senior team members in patent prosecution, ensuring adherence to regulatory requirements while offering strategic perspectives on patentability and invalidation analyses.
Priyanshi holds an M.Sc. in Biotechnology from Nirma University, which enhances her technical proficiency in life sciences and biotechnology-related patents.